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Learn how Brickley Wealth Management helped a Senior VP turn her stock options into peace of mind and financial security for her family.
Case Study

Creating a Clear Plan for Company Stock

IPO
Company Stock
Investing
Tax Planning
Estate Planning
College Savings
Long-term Planning
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The Opportunity

Alex is a senior VP with a company that recently went public. She has $5 million in company stock between options and RSUs. Alex wants to work with a team of experienced professionals to use her company stock to secure a comfortable future for her family and create peace of mind. 

The Solution

We built a flexible, multi-year financial strategy that aligns with Alex’s current and long-term goals. 

  • Suggested she sell some of her company stock to remove risk.
  • Developed a diversified investment strategy designed to reinvest her sales of company stock for long-term growth.
  • Integrated tax planning that considers all of her stock option exercises and sales of company stock to avoid an unexpected tax bill.
  • Discussed an estate planning strategy that considers her wishes with a referral to an attorney. 
  • Continue to fund college plans for her children and feel confident to be more charitable with her money. 
  • Helped Alex understand her future income and put a plan in place for her future RSU vests.

Services Focus

  • Stock Option Planning
  • Tax Planning and Returns
  • Investment Management
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Disclaimer

We encourage our clients to provide testimonials on their experience with our firm in their own words.  We appreciate their testimonial however we do not compensate them in any manner.  We are sharing the positive experiences the clients have shared with us on this website. To help protect the clients identity we are not providing their full names.

Creating a Clear Plan for Company Stock

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1900 O'Farrell St #330, San Mateo, CA 94403
Contact@brickleywealth.com
(650) 638-0111

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