Skip to main content
Services
Investment Strategy
Wealth Management
Tax Planning
Private Foundation Services
Financial Planning x Tech
Wealth Solutions
Coordinate Your Investment, Tax, and Estate Planning
Protect Your Legacy with Estate & Trust Planning
Craft Your Philanthropic Impact
Stabilize Your Retirement Income Without Sacrificing Flexibility
Prepare for a Major Liquidity Event
Strategize for Equity Compensation When You’re Exposed to a Single Stock Position
Learn
Insights
Videos
Case Studies
Benefits of combining CPA & CFP
Firm
Log in
Financial Plan Login
Investment Report Login
Schedule a Call
Services
Services
Investment Strategy
Wealth Management
Tax Planning
Private Foundation Services
Financial Planning x Tech
Wealth Solutions
Services
Coordinate Your Investment, Tax, and Estate Planning
Protect Your Legacy with Estate & Trust Planning
Craft Your Philanthropic Impact
Stabilize Your Retirement Income Without Sacrificing Flexibility
Prepare for a Major Liquidity Event
Strategize for Equity Compensation When You’re Exposed to a Single Stock Position
Learn
Learn
Insights
Videos
Case Studies
Benefits of combining CPA & CFP
FirmLog in
Log in
Financial Plan Login
Investment Report Login
Book a Call
© 2020 Brickley Wealth Management
An IDGT allows high-net-worth families to freeze the value of a portion of their estate and shift future growth to heirs—tax-free. When paired with proper planning, it can create multigenerational advantages while reducing estate tax exposure.
Blog Post
by Steve Brickley, CPA

How an IDGT Helps Reduce Estate Taxes and Transfer Wealth

Estate Planning
Follow Us:
Notice: The content of this post is over two years old, information may not be up to date.
Please see important disclosures at the end of this post.
Updated:

Using an Intentionally Defective Grantor Trust (IDGT) in Your Estate Plan

When it comes to estate planning, few tools offer as much control and tax efficiency as the intentionally defective grantor trust—or IDGT. Despite the name, it’s anything but flawed.

An IDGT is a powerful way to transfer appreciating assets out of your estate while continuing to pay the income tax on those assets. That tax treatment creates a unique compounding advantage for families looking to preserve wealth across generations.

What Makes It “Defective”?

The word “defective” refers only to how the trust is treated for income tax purposes—not a problem with the trust itself.

With an IDGT, the grantor (you) is treated as the trust’s owner for income tax purposes, but not for estate tax purposes. This distinction allows the trust assets to grow outside your taxable estate, while you continue to pay income taxes on the trust’s earnings each year.

That income tax payment is effectively a gift—made without using any of your lifetime exemption or annual exclusions. And it allows the trust to grow undiminished by income taxes, year after year. 

Why High-Net-Worth Families Use It

For families with estates likely to exceed the federal exemption ($15M per person in 2025, the IDGT provides two major advantages:

  1. Freezing Estate Value
    You can sell or gift appreciating assets—such as private business interests, investment portfolios, or real estate partnerships—to the IDGT. The value of those assets is determined at transfer date, and all future growth occurs outside your estate.
  2. Leveraging Intra-Family Loans
    Sales to an IDGT are often structured with a promissory note at the Applicable Federal Rate (AFR), which remains near historic lows. If the trust’s investments outperform the note interest, that excess appreciation escapes estate taxation entirely.

Why It Works So Well

Because you’re still considered the owner for income tax purposes, the initial sale to the IDGT doesn’t trigger capital gains—and the trust’s growth isn’t eroded by taxes.

In short, you’ve created an estate-free compounding engine funded with tax dollars you would have paid anyway.

Strategic Use Cases

  • Move appreciating private business or partnership interests out of the estate
  • Pair with a family limited partnership (FLP) or GRAT for layered planning
  • Combine with life insurance to provide estate liquidity if the math works
  • Use dynasty trust language to protect wealth for multiple generations

The Bottom Line

An IDGT is not a one-size-fits-all solution. It requires careful coordination between estate counsel, a CPA, and a financial advisor to get the details right—from trust structure to asset valuation.

But for families with taxable estates, it remains one of the most powerful tools available to reduce estate taxes, retain control, and pass more wealth—net of tax—to the next generation.

If you're evaluating more advanced estate planning strategies, Brickley Wealth Management can help you think through how a trust like this may fit within your broader legacy goals.

What is an IDGT and how does it help reduce estate taxes?

An Intentionally Defective Grantor Trust (IDGT) allows the grantor to pay the income tax while future asset growth escapes estate taxation. This strategy can freeze the estate’s value while enhancing tax-free compounding for heirs.

–––
‍

Brickley Wealth Management is a Registered Investment Adviser*. Advisory services are offered only to clients or prospective clients where Brickley Wealth Management and its representatives are properly licensed or exempt from licensure.

The information provided is for informational purposes only and is not intended as investment, tax, or legal advice. The content is based on sources believed to be reliable, and reasonable due diligence is conducted; however, accuracy and completeness cannot be guaranteed and information is subject to change without notice. Past performance is no guarantee of future returns. Investing involves risk, including possible loss of principal.

Readers should carefully consider their own investment objectives, financial situation, and risk tolerance before making any investment decision, and should not rely solely on any communication, chart, or illustration as the basis for action. No investment or tax advice is provided unless a client service agreement is in place with Brickley Wealth Management or Brickley & Company.

Brickley Wealth Management does not provide legal advice. Please consult your investment, tax, or legal professional regarding your individual circumstances. For additional information about our firm, our services, and our advisers, please refer to our latest Form ADV, Part 2 Brochures, and Client Relationship Summary. Our Privacy Notice is also available for review.

*Please note that the term "registered investment adviser" and description of our firm and/or our associates as "registered" does not imply a certain level of skill or training.

Need help understanding your financial situation?

Our team is ready to help you plan for your financial future. If you’re ready to make a plan, we make it easy.
Schedule a Call

Key Financial Terms 
Related to this Post:

This is some text inside of a div block.

Intentionally Defective Grantor Trust (IDGT)

A trust used in estate planning to transfer wealth while freezing estate tax value.
This is some text inside of a div block.

Estate Planning

Preparing for the transfer of assets, typically to heirs, in a tax-efficient and legally sound manner.
This is some text inside of a div block.

Transfer of Wealth

The process of passing financial assets from one generation to the next, often involving estate and tax strategies.

Brickley Insights

Subscribe to practical insights on important wealth management topics.

Your submission has been received!
Oops! Something went wrong while submitting the form.
We respect your privacy.

Ready to make a plan?
We make it easy.

Book a Call
contact@brickleywealth.com
(650) 638-0111
Follow Brickley Wealth on LinkedIn.Follow Brickley Wealth on Twitter.

Services

Wealth Management
Tax Planning
Investment Strategy
Private Foundation Services
Financial Planning x Tech

Learn

Case studies
About Us
BLOG
Benefits of combining
CPA & CFP
Finance Definitions

Wealth Solutions

Coordinate Your Investment, Tax, and Estate Planning
Protect Your Legacy with Estate & Trust Planning
Craft Your Philanthropic Impact
Stabilize Your Retirement Income Without Sacrificing Flexibility
Prepare for a Major Liquidity Event
Strategize for Equity Compensation when you’re exposed to a single stock position

Connect

Contact
Financial Plan Login
Investment Report Login
Charles Schwab

Brickley Insights

Subscribe to practical insights on important wealth management topics.

Your submission has been received!
Oops! Something went wrong while submitting the form.
We respect your privacy.
161 W 25th Ave, Suite #204, San Mateo, CA 94403
Contact@brickleywealth.com
(650) 638-0111

Brickley Wealth Management is a Registered Investment Adviser*. Advisory services are offered only to clients or prospective clients where Brickley Wealth Management and its representatives are properly licensed or exempt from licensure.

The information provided is for informational purposes only and is not intended as investment, tax, or legal advice. The content is based on sources believed to be reliable, and reasonable due diligence is conducted; however, accuracy and completeness cannot be guaranteed and information is subject to change without notice. Past performance is no guarantee of future returns. Investing involves risk, including possible loss of principal.

Readers should carefully consider their own investment objectives, financial situation, and risk tolerance before making any investment decision, and should not rely solely on any communication, chart, or illustration as the basis for action. No investment or tax advice is provided unless a client service agreement is in place with Brickley Wealth Management or Brickley & Company.

Brickley Wealth Management does not provide legal advice. Please consult your investment, tax, or legal professional regarding your individual circumstances. For additional information about our firm, our services, and our advisers, please refer to our latest Form ADV, Part 2 Brochures, and Client Relationship Summary. Our Privacy Notice is also available for review.

*Please note that the term "registered investment adviser" and description of our firm and/or our associates as "registered" does not imply a certain level of skill or training.

2020 Brickley Wealth Management. All rights reserved.

Your Privacy is important to us

Customize your cookie preferences or click “Accept All” to agree to the storing of cookies on your device. View our Privacy Policy for more information.

Preferences
Accept
Deny
Privacy Preference Center

Below we list the different types of cookies that we use on the Site.  The specific cookies that we use, and the categories to which they belong, are available in the consent manager. To the extent any personal information is collected through cookies, our Privacy Policy applies and complements this Policy.

Always Allow Cookies
Close
Manage Consent Preferences
Required cookies enable you to navigate the Site and to use its services and features. Without these absolutely necessary cookies, we may not be able to provide the Site or certain services or features, and the Site will not perform as smoothly for you as we would like it to.

These cookies are used to deliver advertising that is more relevant to you and your interests. They may also be used to limit the number of times you see an advertisement and measure the effectiveness of advertising campaigns. Advertising networks usually place them with the website operator’s permission.

These cookies allow us to analyze your use of the Site to evaluate and improve our performance, for example, by providing us information about how our site is used.

Reject AllConfirm My Choices
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.